Professional Designations                                                                                                                                   
  • Registered Options and Security Futures Principal (ROSFP)
  • NASD Securities and Principal Licenses, including Series 4, 7, 24, 27, 53, 63, and 65


  • Bachelor of Science Degree in Finance, DePaul University
 Current & Past Affiliations
  • Investment Management Consultants Association
  • Financial Planning Association
  • NASD Arbitrator
  • Chair of the Student Intern Program at Oppenheimer & Co.
  • Guest speaker to Finance MBA candidates at the University of Iowa
  • Treasurer of community library board
  • Participant in the City of Chicago Adopt-a-School Program, which introduced business topics to inner-city grammar school children

                                               “GET TO THE HEART OF 
                                             THE ISSUE, ACCURATELY
                                           CONVEY RISKS, ARRIVE AT
                                         ~ COMMITMENT TO CLIENT